Braulio Luis Nieves Roman

Current Employers

Pariter Wealth Management Group Llc

243 Carretera #2, Guaynabo, PR 00966-1915 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2016-01-22

PR RA
APPROVED

Since 2016-01-22

Branch Locations

243 Carretera #2, Guaynabo, PR 00966-1915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pariter Securities	San Juan	PR	02/2008	Present

02/2008 → Present

Pariter Securities

San Juan, PR

Previous Registrations

2015-01-15 → 2015-12-31

Pariter Wealth Management Group Llc

Guaynabo, PR
2009-08-13 → 2014-12-31

Pariter Wealth Management Group Llc

Guaynabo, PR

Other Businesses

(1) BNR Capital LLC, Guaynabo, PR; Securities related; Start Date; 04/2019; Time Spent: 5-10 hours; Duties: Provide Financial and Consulting Services. (2) Insurance Broker, Property and Casualty Insurance (3) SB Properties, San Juan, PR; Start Date: 08-2021: Time spent; 5-10(monthly); Duties: Real Estate Acquisitions and Management (4) Rin-Red International De Negocios, San Juan, PR; not securities related; Start Date: 11/2021; Position: Administrator; Time spent: 5 - 10 hours; (5) NP-Camara de Comercio de PR, San Juan, PR: not securities related; Start Date: 08/2022; Time spent: 5 hours; Title: Director; non profit, monthly meetings with other members.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-29
S63	Uniform Securities Agent State Law Examination	2004-08-20

S65 Uniform Investment Adviser Law Examination

2005-11-29
S63 Uniform Securities Agent State Law Examination

2004-08-20

Other Names

Braulio Roman
Braulio Nieves
Braulio Luis Nieves

View on SEC IAPD