Ryan Carr

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 12/2016
  Credit Suisse Securities (Usa) Llc
  Ny, NY
• 01/2017 → 09/2018
  Credit Suisse Services (Usa) Llc
  New York, NY
• 02/2019 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 09/2018 → 02/2019
  Stapede Consulting
  Rockaway Nj, NJ
• 03/2021 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ

Previous Registrations

• 2019-03-06 → 2021-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 2016-02-12 → 2018-10-02
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY
  New York, NY
• 2013-10-16 → 2015-10-26
  Citigroup Global Markets Inc.
  Jersey City, NJ
  New York, NY
• 2007-07-30 → 2013-08-14
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
• 2006-06-15 → 2007-07-06
  Bofa Advisors, Llc
  New York, NY
• 2005-10-03 → 2006-05-02
  Morgan Stanley Dw Inc.
  Jersey City, NJ
• 2004-06-16 → 2005-04-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Other Businesses

(1) NAME OF ENTITY: Morristown Girls Soccer Boosters ADDRESS: 50 Early St Morristown NJ 07690 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: volunteer to help with girls soccer program CAPACITY: Officer START DATE: 03/01/2024 DUTIES: I will help to organize team events at parents houses, supervise captains practice HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2004-04-30

Other Names

• Ryan Robert Carr