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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-22
MI RA APPROVED 2010-10-20
  • TX RA
    APPROVED_RES
    Since 2021-07-22
  • MI RA
    APPROVED
    Since 2010-10-20

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Livonia MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Livonia, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

31198 COUNTRY WAY, LLC BENEFICIAL OWNER; FARMINGTON HILLS, MI; AFTER BUSINESS HOURS- 1, DURING BUSINESS HOURS- 0; START DATE: 09/2007 Market Force; Not Investment related; Independent Contractor; Mystery Shopper; 01/2017; 0,5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-29
S63 Uniform Securities Agent State Law Examination 1999-09-23
  • S65 Uniform Investment Adviser Law Examination
    1999-09-29
  • S63 Uniform Securities Agent State Law Examination
    1999-09-23

View on SEC IAPD

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