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Current Employers
Complete Wealth Management, Llc

Valley View, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-19
  • TX RA
    APPROVED
    Since 2017-07-19

Branch Locations

Valley View, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Advisors, Inc. Tampa FL 10/2015 07/2017
J.W. Cole Financial, Inc. Tampa FL 10/2015 07/2017
Complete Wealth Management Denton TX 07/2017 Present
2J Residential Holdings, Llc Highland Village TX 07/2017 Present
  • 10/2015 → 07/2017
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 10/2015 → 07/2017
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 07/2017 → Present
    Complete Wealth Management
    Denton, TX
  • 07/2017 → Present
    2J Residential Holdings, Llc
    Highland Village, TX
Previous Registrations
Other Businesses

1) COMPLETE FINANCIAL GROUP, Inc., NOT INVESTMENT RELATED, 1808 CORNELL LN STE 140 DENTON TX 76201, INS AGENCY, PRESIDENT, MAY 2005, 30 HRS/Month, Management of Insurance Agency. 2) J2 RESIDENTIAL HOLDINGS, LLC, NOT INVESTMENT RELATED, HIGHLAND VILLAGE TX, A COMPANY THAT OWNS RESIDENTIAL RENTAL PROPERTIES, MEMBER, JULY 2017, 4 HRS/MONTH, 0 HRS/MONTH DURING TRADING HOURS. 3) Midway Church; NOT INVESTMENT RELATED, AUBREY TX, CHURCH, ELDER, 4 HRS/MONTH, 0 HRS/MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-16
S63 Uniform Securities Agent State Law Examination 2001-01-04
  • S66 Uniform Combined State Law Examination
    2006-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-01-04
Designations

View on SEC IAPD

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