Rodney Lee Dahl

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Raymond James & Associates
  Georgetown, TX

Previous Registrations

• 2008-01-01 → 2013-11-04
  Wells Fargo Clearing Services, Llc
  Georgetown, TX
• 2002-07-02 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Georgetown, TX
  Georgetown, TX
  St. Louis, MO

Other Businesses

(1)Name of Business: Goodwater Wealth Mgt. of RJ Address: 1104 S Rock St., Georgetown, TX, 78626, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/24/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Doug, Greg and I are owners of the LLC and property

Exams

• S66 Uniform Combined State Law Examination
  2002-07-01
• S63 Uniform Securities Agent State Law Examination
  2001-02-09

Designations

• Certified Financial Planner

Other Names

• Rod Dahl