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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-31
  • TX RA
    APPROVED
    Since 2013-10-31

Branch Locations

1104 S. Rock Street, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Georgetown TX 10/2013 Present
  • 10/2013 → Present
    Raymond James & Associates
    Georgetown, TX
Previous Registrations
  • 2008-01-01 → 2013-11-04
    Georgetown, TX
  • 2002-07-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Georgetown, TX
    Georgetown, TX
    St. Louis, MO
Other Businesses

(1)Name of Business: Goodwater Wealth Mgt. of RJ Address: 1104 S Rock St., Georgetown, TX, 78626, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/24/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Doug, Greg and I are owners of the LLC and property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-01
S63 Uniform Securities Agent State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
Designations
Other Names
  • Rod Dahl

View on SEC IAPD

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