Michael Carl Arluna

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 09/2018 → Present
  Morgan Stanley & Co., Llc
  New York, NY

Previous Registrations

• 2009-12-01 → 2010-05-03
  Morgan Stanley & Co. Llc
  Jersey City, NJ
• 2009-06-01 → 2009-12-02
  Morgan Stanley
  Jersey City, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jersey City, NJ
• 2006-07-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jersey City, NJ
• 2004-12-15 → 2006-03-29
  Td Ameritrade, Inc.
  Jersey City , NJ
• 2003-04-16 → 2004-03-26
  Morgan Stanley Dw Inc.
  Rockway, NJ

Exams

• S66 Uniform Combined State Law Examination
  2003-04-03

Other Names

• Mike Arluna