Joseph Andrew Gontarz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Penn Yan, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Keuka Park	NY	05/2010	07/2025
Insight Financial	Keuka Park	NY	05/2010	Present
Lpl Financial Llc	Penn Yan	NY	07/2025	Present

05/2010 → 07/2025

Cadaret, Grant & Co., Inc.

Keuka Park, NY
05/2010 → Present

Insight Financial

Keuka Park, NY
07/2025 → Present

Lpl Financial Llc

Penn Yan, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Penn Yan, NY

Other Businesses

1. 07/10/2025- halls homes and lumber- Outside/W-2 Employment- Not INV Related- At Tioga, PA- Start date 05/31/2020- 160 Hours Per Month- 128 Hours During Trading 2. 07/10/2025- Insight Financial-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/30/2010- 160 Hours Per Month- 104 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-05-05

S63 Uniform Securities Agent State Law Examination

2001-05-05

View on SEC IAPD