Gregory S Berlin

Current Employers

Employment History

• 03/2007 → 06/2025
  B. Riley Wealth Management
  Mayfield Heights, OH
• 07/2022 → 06/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 06/2025 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2010 → Present
  Balancing Life Issues;
  Cleveland, OH
• 01/2000 → Present
  Violin & Viola Teacher;
  Cleveland, OH

Previous Registrations

• 2022-08-18 → 2025-07-10
  B. Riley Wealth Advisors, Inc.
  Mayfield Heights, OH
• 2007-03-01 → 2022-12-31
  B. Riley Wealth Management
  Mayfield Heights, OH
• 2005-11-22 → 2007-03-01
  Capital Securities Of America, Inc.
  Mayfield Heights, OH
• 2001-04-30 → 2005-11-22
  Advest, Inc.
  Beachwood, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2000; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BROADWAY SCHOOL OF MUSIC; INVESTMENT RELATED: NO; ADDRESS: CLEVELAND, OH 44127; NATURE OF BUSINESS: MUSIC SCHOOL; START DATE: 08/2011L POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CONSOLIDATED FINANCIALS; 3. NAME OF OTHER BUSINESS: THE OASIS ASSET MGMT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 11/2005; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 70; APX NUMBER OF HOURS DURING TRADING HOURS: 70; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNER & SECURITIES; 4. NAME OF OTHER BUSINESS: VIOLIN & VIOLA TEACHER; INVESTMENT RELATED: NO; ADDRESS: CLEVELAND, OH 44124; NATURE OF BUSINESS: TEACHING VIOLIN & VIOLA; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: VIOLIN & VIOLA TEACHER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: TEACHING VIOLIN & VIOLA; 5. NAME OF OTHER BUSINESS: BALANCING LIFE ISSUES; INVESTMENT RELATED: NO; ADDRESS: CLEVELAND, OH 44124; NATURE OF BUSINESS: HEALTH AND WELLNESS WEBINARS; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: SPEAKER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: GIVING HEALTH AND WELLNESS WEBINARS

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-25
• S63 Uniform Securities Agent State Law Examination
  1999-12-02

Designations

Other Names

• Greg Berlin