Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-01 |
Branch Locations
545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States
North Haven, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Volain & Volain Certified Public Accountants P C | Hamden | CT | 05/1978 | 06/2020 |
| Raymond James Financial Services, Inc. | Hamden | CT | 11/2000 | 11/2021 |
| Raymond James Financial Services Advisors, Inc | Hamden | CT | 01/2009 | 11/2021 |
| Insurance-Non Variable | Hamden | CT | 07/2011 | 11/2021 |
| Ameriprise Financial Services Llc | New Haven | CT | 11/2021 | Present |
Independent Insurance Brokering; Guggenheim; 11/01/2021; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
Reach out to this advisor