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Current Employers
Park Square Financial Group Llc

55 Park Square Ste 103, Roswell, GA 30075 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-13
AL RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • GA RA
    APPROVED
    Since 2024-11-13
  • AL RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

Hoover, AL • United States

55 Park Square Ste 103, Roswell, GA 30075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 05/2016 08/2019
Lion Street Financial Hoover AL 08/2019 09/2024
Csenge Advisory Group, Llc Clearwater FL 08/2019 09/2024
Fsc Securities Birmingham AL 05/2016 08/2019
Park Square Financial Group, Llc Rosewell GA 05/2016 Present
Park Square Financial Group Roswell GA 09/2024 Present
  • 05/2016 → 08/2019
    Fsc Securities Corp
    Atlanta, GA
  • 08/2019 → 09/2024
    Lion Street Financial
    Hoover, AL
  • 08/2019 → 09/2024
    Clearwater, FL
  • 05/2016 → 08/2019
    Fsc Securities
    Birmingham, AL
  • 05/2016 → Present
    Rosewell, GA
  • 09/2024 → Present
    Park Square Financial Group
    Roswell, GA
Previous Registrations
  • 2019-09-06 → 2024-09-18
    Clearwater, FL
    Hoover, AL
  • 2016-05-24 → 2019-09-06
    Fsc Securities Corporation
    Hoover, AL
    Milton, GA
    Birmingham, AL
  • 2016-05-13 → 2016-05-26
    Signator Investors, Inc.
    Charlotte, NC
    Hoover, AL
  • 2010-09-28 → 2016-05-13
    Birmingham, AL
    Charlotte, NC
    Hoover, AL
  • 2001-04-27 → 2010-10-06
    Birmingham, AL
    Birmingham, AL
Other Businesses

1) PARK SQUARE FINANCIAL GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2016 ADDRESS: 3100 Lorna Rd, hoover AL 35216, United States DESCRIPTION: Advice associated with clients and client management TIME SPENT: 10 HOURS/WEEK 2) INSURANCE AGENT POSITION: LICENSED INSURANCE AGENT, VARIOUS CARRIERS DESCRIPTION: PROVIDE INSURANCE PRODUCTS TIME SPENT: 10 HOURS PER WEEK 3) JSS FINANCIAL POSITION: MANAGING MEMBER DESCRIPTION: ENTITY USED FOR OWNERSHIP OF INVESTMENT ADVISORY FIRM, PARK SQUARE FINANCIAL GROUP, LLC TIME SPENT: 1 HOUR PER WEEK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-25
  • S66 Uniform Combined State Law Examination
    2001-01-25
Designations
Other Names
  • Jerry S Swiney

View on SEC IAPD

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