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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
| NJ | RA | APPROVED | 2020-02-19 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
Kent Lakes, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Kent Lakes | NY | 08/2004 | Present |
| Principal Securities, Inc. | Kent Lakes | NY | 01/2005 | Present |
KRISTIN HALL POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2020 ADDRESS: 10-12 Woodlea Rd, Salt Point NY 12578, United States DESCRIPTION: Purchased property that will be rented to tenants PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 523 Farmers Mills Rd, Carmel NY 10512, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal Retirement plan account relationships across both the insurance/broker-dealer and bank trust offerings of Principal
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-30 |
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