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Anthony Ray Bazzini

Charles Schwab & Co., Inc.

Jersey City, NJ

CRD 4312362

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-05
  • NJ RA
    APPROVED
    Since 2022-10-05

Branch Locations

30 Hudson Street Floor 23, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. New York NY 07/2010 12/2022
Charles Schwab & Co., Inc. Jersey City NJ 12/2022 Present
Previous Registrations
  • 2004-06-17 → 2022-10-14
    Td Ameritrade, Inc.
    New York, NY
    Jersey City, NJ
    New York, NY
    Jersey City, NJ
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-20
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S66 Uniform Combined State Law Examination
    2003-06-20
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03

View on SEC IAPD

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Nearby Investors

Jessie A Ledesma
Andre Ricardo Carrera
Matthew A Funk

Nearby Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY

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