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David Michael Morais

Rkl Private Wealth

York, PA

Lancaster, PA

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Current Employers
Rkl Private Wealth

1800 Fruitville Pike, Lancaster, PA 17601 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-12-19
  • PA RA
    APPROVED
    Since 2018-12-19

Branch Locations

3501 Concord Road, York, PA 17402 • United States

1800 Fruitville Pike, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rkl Wealth Management Llc York PA 08/2018 Present
Wilmington Trust Wealth Advisory York PA 06/2010 07/2018
  • 08/2018 → Present
    Rkl Wealth Management Llc
    York, PA
  • 06/2010 → 07/2018
    Wilmington Trust Wealth Advisory
    York, PA
Previous Registrations
  • 2004-07-09 → 2018-09-06
    M&T Securities, Inc.
    Mt. Airy, MD
    York, PA
    York, PA
    Stewartstown, PA
    York, PA
    Shrewsbury, PA
    Etters, PA
    Fawn Grove, PA
    York, PA
    Manchester, PA
    Dover, PA
    Delta, PA
    Red Lion, PA
    Red Lion, PA
    York, PA
    York, PA
    York, PA
    York, PA
    York, PA
    York, PA
    Lancaster, PA
    Baltimore, MD
    York, PA
    York, PA
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Catonsville, MD
    Buffalo, NY
    Hampstead, MD
    Westminster, MD
    Sykesville, MD
    Wrightsville, PA
    Hanover, PA
    Hanover, PA
    Baltimore, MD
  • 2001-01-10 → 2002-08-26
    Waddell & Reed
    Owings Mills, MD
Other Businesses

1. Member of the Investment Committee, Rotary Club of York (PA)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-14
  • S66 Uniform Combined State Law Examination
    2000-12-14
Designations
Other Names
  • David M Morais

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
SAVANT WEALTH MANAGEMENT
STONEBRIDGE FINANCIAL GROUP, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC

Other Investors

JODY ANN WITHEROW
Noah Thomas Caler
WILLIAM S PANARO JR.
MATTHEW ARTHUR CALABRETTA
SAMIR SURESHCHANDRA PARIKH
REBECCA ANN GEBHART
SHERI LYNN STAMM
JOSHUA FREDRICK WALTERS

Other Offices

MORGAN STANLEY · York, PA
WELLS FARGO CLEARING SERVICES, LLC · YORK, PA
SAVANT WEALTH MANAGEMENT · York, PA
STONEBRIDGE FINANCIAL GROUP, LLC · York, PA
SAVANT WEALTH MANAGEMENT · York, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · York, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · YORK, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YORK, PA

More in York, PA

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