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Kelly M D'AMbrosia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Frisco, TX

Mckinney, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
OH RA APPROVED 2020-02-11
  • TX RA
    APPROVED
    Since 2025-06-30
  • OH RA
    APPROVED
    Since 2020-02-11

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

1 Cowboys Way Texas Pwm Frisco, Frisco, TX 75034 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 01/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-02-07
    Morgan Stanley
    Riverwoods, IL
    Winnetka, IL
    Barrington, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Winnetka, IL
    Barrington, IL
  • 2006-10-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Barrington, IL
    Barrington, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-13
S63 Uniform Securities Agent State Law Examination 2003-11-24
  • S65 Uniform Investment Adviser Law Examination
    2006-10-13
  • S63 Uniform Securities Agent State Law Examination
    2003-11-24
Other Names
  • Kelly Marie Ray
  • Kelly Ray Schroeder
  • Kelly Marie Ray
  • Kelly Marie D'AMbrosia
  • Kelly Marie Schroeder
  • Kelly Marie Ray
  • Kelly Marie Dambrosia
  • Kelly M Dambrosia

View on SEC IAPD

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RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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