Shaun Michael Osborne

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-09-23
TX	RA	APPROVED	2018-04-03
MI	RA	APPROVED	2010-06-17
PA	RA	APPROVED	2003-07-14

IL RA
APPROVED

Since 2022-09-23
TX RA
APPROVED

Since 2018-04-03
MI RA
APPROVED

Since 2010-06-17
PA RA
APPROVED

Since 2003-07-14

Branch Locations

3351 Eagle Run Dr Ne Ste C, Grand Rapids, MI 49525 • United States

600 Charlevoix Ave, Petoskey, MI 49770 • United States

123 S Second Ave, Alpena, MI 49707-2813 • United States

Petoskey, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Petoskey	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Petoskey	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Petoskey, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Petoskey, MI

Other Businesses

Real Estate Ownership; Commercial; 600 Charlevoix AvenuePetoskey, Michigan 49770, ,; ; 08/05/2006 / Commercial; 123 Second Ave Alpena, MI 49707, ,; Not Investment-Related; 02/01/2015 / Commercial; 887 Spring St, , petoskey, MI, 49770; Not Investment-Related; 03/23/2022. Independent Insurance Brokering; Allianz; 06/04/2014; / Mutual of Omaha; 06/04/2014; . Business Ownership; P3; ; Property Management; 600 Charlevoix AvenuePetoskey MI 49770, ,; Not Investment-Related; 08/15/2006; 1 to 9 hours per month; 1 to 9 during trading hours / Restaurant Properties, LLC; property management; property management; 600 Charlevoix Ave, SUITE 3, , petoskey, MI, 49770; Not Investment-Related; 03/23/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-11

S66 Uniform Combined State Law Examination

2002-04-11

Other Names

Shaun Osborne

View on SEC IAPD