William Edward Sugg

Current Employers

Employment History

• 03/2007 → Present
  Laurel Wealth Advisors Llc
  Charlotte, NC
• 01/2009 → 07/2023
  Apw Capital, Inc
  Charlotte, NC

Previous Registrations

• 2001-08-07 → 2007-03-13
  First Citizens Investor Services, Inc.
  Raleigh, NC

Other Businesses

1.) CORE GROUP, USA; SCOTTSDALE, AZ; GENERAL AGENT; INDEPENDENT AGENT; 1/2009; .25 HOURS/MONTH; LESS THAN 1 HOUR DURING TRADING; INDEPENDENT AGENT 2.) Deacon Investment Management LLC; Charlotte, NC; Service description: Single member LLC real estate investment company; Start date: 01/20/2017; Title: Member/Manager; Duties: Contribute capital to small real estate/residential home build/remodel and resale; Time spent: 1 hour/month. 5% of his yearly income is derived from this activity. 3.) JWC-MH LLC; Charlotte, NC; service description: real estate investment; Duties: passive investor; Title: Member; Start date: 12/1/2018. 1 hour a month is devoted to this activity during and outside of trading hours. 4.) Amanda Faith LLC; service description: real estate investment; No, 424 Hermitage Court, Charlotte, NC, 28207, , Member, 11/01/2019, 1-2, Passive investor. 1 hour a month is devoted to this activity during and outside of trading hours. 5.) SPC Phase II LLC, Investment related:No, 10000 Berkeley Forest Lan, Charlotte, NC, 28277, Rea estate, Member, 12/01/2020, Less than 1 hour per month, Passive investor 6.) Non managing partner; P.I. Energy & Infrastructure 2021, LLC, Investment Related: No; Location: 850 New Burton Rd Ste 201, Dover, DE, 19904; Description of the business: LLC formed for purpose of pooled investment in private placement (Volta) which invests in early stage electric vehicle and battery storage companies; Responsibilities Duties: passive investor; Start date with business: 2021-03-08; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1; 7.) I ONE LLC, Investment related:No, 850 New Burton Rd Ste 201, Dover, DE, 19904, EV battery pack design and manufacturing, Non managing member, 09/30/2022, 1 hour per month, Passive investor 8.) Member; PI One 22, LLC; Investment Related: No; 840 Pitt St Mt. Pleasant SC 29464 USA; Description of the business: LLC formed for joint investment in co-invest opportunity with VESF in electric vehicle battery maker Solid Power; Responsibilities Duties: Investor only; Start date with business: 2022-09-28; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 1. 9.) Member; P.I. Energy & Infrastructure 2021, LLC; Investment Related: No; 840 Pitt St Mt. Pleasant SC 29464 USA; Description of the business: LLC formed for purpose of joint investment In Volta Energy Storage Fund I, LP (VESP). VESP is a private equity venture looking for early stage investments in processes specifically involved in electric vehicle manufacturing and development; Start date with business: 2022-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 1 10.) Partner; Mortimer Enterprises LLC; Is the business investment related: No; Location of the business: 1355 Greenwood Cliff Ste 301 Charlotte NC 28204 United States; Responsibilities Duties: Partner/Capital contributor; Start date with business: 2023-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 3;

Exams

• S66 Uniform Combined State Law Examination
  2001-04-13
• S63 Uniform Securities Agent State Law Examination
  2001-01-10

Designations

Other Names

• Wes Sugg