Julie-Anne Lewis

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 10/2024
  Kestra Private Wealth Services, Llc
  Middleburg, VA
• 02/2014 → 10/2024
  Kestra Investment Services, Llc
  Middleburg, VA
• 10/2024 → Present
  Rbc Capital Markets, Llc
  Warrenton, VA

Previous Registrations

• 2010-12-13 → 2024-11-01
  Kestra Private Wealth Services, Llc
  Middleburg, VA
  Austin, TX
  Warrenton, VA
• 2009-06-01 → 2010-12-21
  Morgan Stanley
  Gainesville, VA
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Gainesville, VA
  New York, NY
  Gainesville, VA
• 2004-01-07 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Manassas, VA

Other Businesses

1) NAME OF ENTITY: The Leukemia & Lymphoma Society, Inc. ADDRESS: 1201 15th street NW, Suite 410, Washington, DC, 20005 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 10/03/2025 CAPACITY: Committee/Council Member DUTIES: Co-Chair of the Northern Virginia LLS Student Visionary of the Year (SVOY). We find highly motivated high school who run a seven week annual campaign from Jan-March to raise money and awareness for LLS. We are responsible for finding young adults and helping them raise money and awareness in Northern VIrginia HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2001-03-16

Other Names

• Julie-Anne Gorzka