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Jeffrey Lynn Cole

Ubs Financial Services Inc.

Wilmington, NC

Wilmington, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-07
NC RA APPROVED 2005-06-22
  • TX RA
    APPROVED
    Since 2006-11-07
  • NC RA
    APPROVED
    Since 2005-06-22

Branch Locations

1985 Eastwood Road, Wilmington, NC 28403 • United States

Landfall Park North 1985 Eastwood Road Suite 110, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wilmington NC 05/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 2001-03-27
  • S66 Uniform Combined State Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    2001-03-27
Designations
Other Names
  • Jeffrey L Cole
  • Jeff Cole

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
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STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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