Theresa Lynn Badgett

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 09/2025
  Avantax Investment Services, Inc.
  Grapevine, TX
• 01/2001 → Present
  Badgett Tax & Financial
  Grapevine, TX
• 06/2014 → 09/2025
  Avantax Advisory Services
  Grapevine, TX
• 05/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Grapevine, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Baytown, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-07-08 → 2025-09-05
  Avantax Advisory Services
  Grapevine, TX
• 2007-04-09 → 2012-09-10
  Brokersxpress Llc
  Boca Raton, FL
  Newbury Park, CA
  Chicago, IL
  Grapevine, TX
  El Paso, TX
  Grapevine, TX

Other Businesses

1) BADGETT TAX & FINANCIAL POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2732 Kimberly Dr, Grapevine TX 76051, United States DESCRIPTION: Accounting, Tax Preparation, Bookkeeping and Payroll 2) LTMRI LLC - DBA BADGETT TAX & FINANCIAL POSITION: Managing Member NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2732 Kimberly Dr, Grapevine TX 76051, United States DESCRIPTION: Accounting, Tax Preparation, Bookkeeping and Payroll 3) SHAVE IT JUICE IT LLC - DBA OOH LA LA! SHAVE ICE POSITION: Owner NATURE: Shaved Ice stand INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/04/2019 ADDRESS: 4702 N Main Suite B, Baytown TX 77521, United States DESCRIPTION: Buying supplies 4) Colejack, LLC; Partner/General Partner; Rental Property Owner/Management; IR; 0; 09/19/2014; P O Box 3799 Grapevine TX 76099; Landlord

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-04
• S63 Uniform Securities Agent State Law Examination
  2001-05-17