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Dale Scott Baldwin

Osaic Wealth, Inc.

Missoula, MT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-30
MT RA APPROVED 2018-11-02
  • WA RA
    APPROVED
    Since 2019-07-30
  • MT RA
    APPROVED
    Since 2018-11-02

Branch Locations

2419 Mullan Road Suite C, Missoula, MT 59808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Homestead Orchards Inc Wapato WA 06/1984 01/2022
Signator Investors, Inc. Missoula MT 12/2015 11/2018
Osaic Wealth, Inc. Missoula MT 11/2018 Present
  • 06/1984 → 01/2022
    Homestead Orchards Inc
    Wapato, WA
  • 12/2015 → 11/2018
    Signator Investors, Inc.
    Missoula, MT
  • 11/2018 → Present
    Missoula, MT
Previous Registrations
  • 2015-12-28 → 2018-11-02
    Signator Investors, Inc.
    Missoula, MT
    Nashville, TN
    Gold River, CA
  • 2012-12-17 → 2015-12-28
    Signator Financial Services, Inc.
    Missoula, MT
    Bellevue, WA
    Missoula, MT
Other Businesses

1) HAGEN-MCCULLOCH, LLC. POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 140 START DATE: 01/20/2020 ADDRESS: 11611 Pole Cat Road, Missoula MT 59808, United States DESCRIPTION: Sole member of LLC. securities, advisory and insurance sales. 2) TAURUS WEALTH MANAGEMENT, LLC POSITION: COO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 110 START DATE: 11/27/2012 ADDRESS: 2419 Mullan Road, Suite C, Missoula MT 59808, United States DESCRIPTION: "Sales/marketing of securities, investment advisory and insurance products" 3) TAURUS WEATLH MANAGEMENT, LLC - FIXED INSURANCE POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/27/2017 ADDRESS: 2419 Mullan Road, Suite C, Missoula MT 59808, United States DESCRIPTION: sales/marketing of fixed annuities and non variable 4) DALE SCOTT BALDWIN- NOTARY POSITION: sole NATURE: Notary Public not for profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2024 ADDRESS: 2419 Mullan Road, Suite C, Missoula MT 59808, United States DESCRIPTION: provide notary services as needed. no advertising or fees charged.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-13
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S66 Uniform Combined State Law Examination
    2012-12-13
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15
Other Names
  • Dale S Baldwin

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