Kenneth George Rase

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-14
RI	RA	APPROVED	2017-04-12
FL	RA	APPROVED	2016-08-17

TX RA
APPROVED

Since 2017-06-14
RI RA
APPROVED

Since 2017-04-12
FL RA
APPROVED

Since 2016-08-17

Branch Locations

401 E Jackson St Fl 19, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc.	Atlanta	GA	02/2016	Present
Suntrust Advisory Services	Atlanta	GA	08/2016	Present

02/2016 → Present

Suntrust Investment Services, Inc.

Atlanta, GA
08/2016 → Present

Suntrust Advisory Services

Atlanta, GA

Previous Registrations

2014-02-10 → 2016-02-19

Cetera Investment Advisers Llc

Tampa, FL
2003-06-18 → 2014-02-06

Cuna Brokerage Services, Inc.

Sarasota, FL

St. Petersburg, FL

Tampa, FL

Pinellas Park, FL

Venice, FL

Tampa, FL

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-27

S66 Uniform Combined State Law Examination

2003-02-27

Designations

View on SEC IAPD