Stephen Wayne Hillard

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 09/2025
  Avanatx Investment Services
  Maple Valley, WA
• 02/2005 → 09/2025
  Avantax Advisory Services
  Maple Valley, WA
• 01/2019 → 09/2025
  Avantax Insurance Agency, Llc
  Maple Valley, WA
• 11/2008 → Present
  Tax Professionals Etc.
  Auburn, WA
• 01/2016 → Present
  Hillard Wealth Services Inc
  Maple Valley, WA
• 01/2022 → Present
  Equity Indexed Annuities
  North Bend, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  North Bend, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-02-14 → 2025-09-05
  Avantax Advisory Services
  Federal Way, WA
  Maple Valley, WA
  Dallas, TX
  North Bend, WA

Other Businesses

1) Tax Professionals Etc.~'NIR'~212 1st ST NE, Tax Professionals Etc.~Auburn~WA~98002~Accounting Services/Tax Preparation~Owner~11/1/2008~70hrs~50hrs~I am responsible for tax preparation and oversight of all operations pertaining to filing returns, office administration, backup data and computer and phone systems. Also, remaining in current compliance with the IRS. 2) Hillard Wealth Services Inc~'IR'~27342 227th PL SE~Maple Valley~WA~98038~Other~Other~1/1/2016~100hrs~80hrs~Deposit and accounting of Revenue for running of my office and payment of Federal Income Tax.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-04
• S63 Uniform Securities Agent State Law Examination
  2001-01-04