Gregory Joseph Gassert

Employer firm

Guardian Wealth Strategies, LLC CRD 167485

$1.14B regulatory AUM 325 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Guardian Wealth Strategies, Llc
  Minneapolis, MN
• 01/2015 → Present
  University Investment Advisors, Llc
  Minneapolis, MN
• 09/2020 → Present
  Guardian Tax L.L.C.
  Minneapolis, MN
• 06/2018 → Present
  Guardian Insurance Solutions, Llc
  Minnepolis, MN

Previous Registrations

• 2007-06-25 → 2013-01-31
  Tiaa-Cref Individual & Institutional Services, Llc
  Bloomington, MN
• 2001-06-15 → 2003-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN

Other Businesses

Guardian Insurance Solutions, LLC; investment related; Minneapolis, MN; Insurance agency; indirect owner/insurance agent; start date 06/2018; Less than 5% of time. Guardian Tax L.L.C.; non-investment related; Minneapolis, MN; Tax company; indirect owner; 0% of time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-03
• S63 Uniform Securities Agent State Law Examination
  2005-12-23
• S66 Uniform Combined State Law Examination
  2001-04-03

Designations

• Certified Financial Planner

Other Names

• Gregg Gassert
• Gregory J Gassert