Enrique Petrie

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 01/2017
  Ubs Financial Services Inc
  Newport Center, CA
• 01/2017 → 08/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 02/2020 → 08/2024
  Bank Of America, N.A
  Brea, CA
• 09/2024 → Present
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 09/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Newport Beach, CA

Previous Registrations

• 2017-01-31 → 2024-08-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
  Newport Beach, CA
  Irvine, CA
  Newport Beach, CA
  Los Angeles, CA
  Seal Beach, CA
  Los Angeles, CA
  Los Angeles, CA
  Brea, CA
  New York, NY
  Newport Beach, CA
  Garden Grove, CA
• 2015-12-18 → 2017-01-27
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2013-05-06 → 2015-12-15
  Barclays Capital Inc.
  Los Angeles, CA
  Los Angeles, CA
  New York, NY
• 2003-01-24 → 2013-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  La Jolla, CA
  San Antonio, TX
  San Diego, CA
  Century City, CA
  Los Angeles, CA
  Beverly Hills, CA
  Rolling Hills Estates, CA
  El Segundo, CA
  Newport Beach, CA
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

Effective 9/3/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-04

Other Names

• Enrique C Petrie
• Enrique Petrie
• Enrique Cesar Petrie