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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
NJ RA APPROVED 2014-03-04
  • NY RA
    APPROVED
    Since 2022-02-03
  • NJ RA
    APPROVED
    Since 2014-03-04

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

1 University Square Drive, Princeton, NJ 08540-6455 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Financial Management, Inc. New York NY 10/2000 Present
Blackrock Investments, Inc. New York NY 10/2000 Present
Other Businesses

Notre Dame High School. Parochial High School. Finance Board Member. To oversee the financial operations of the School, including approval of the annual budget, review and approval of the annual financial statement reviewed by external accountant, review of the schools investment portfolio ensuring the compliance with the Diocesan of Trenton investment policies, ensuring adequate controls over the financial resources are maintained. 1-2 hours a month. 06/20/2022 - 07/01/2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-24
S63 Uniform Securities Agent State Law Examination 2001-02-21
  • S65 Uniform Investment Adviser Law Examination
    2004-02-24
  • S63 Uniform Securities Agent State Law Examination
    2001-02-21

View on SEC IAPD

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