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Richard L Jackson

LPl Financial LLC

Conway, AR

CRD 4310702

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-01-08
TN RA APPROVED 2024-01-08
  • AR RA
    APPROVED
    Since 2024-01-08
  • TN RA
    APPROVED
    Since 2024-01-08

Branch Locations

Conway, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Memphis TN 03/2006 Present
  • 03/2006 → Present
    Linsco/Private Ledger
    Memphis, TN
Previous Registrations
  • 2004-01-22 → 2006-03-07
    Morgan Stanley Dw Inc.
    Memphis, TN
Other Businesses

1. 7/8/10 - DBA ONLY/JACKSON INVESTMENT MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-14
  • S66 Uniform Combined State Law Examination
    2001-02-14
Designations
  • Certified Financial Planner
Other Names
  • Richard L. Jackson

View on SEC IAPD

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