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Nicole Anne Morgia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clinton Township, MI

Mount Clemens, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-19
MI RA APPROVED 2016-10-28
  • TX RA
    APPROVED
    Since 2017-05-19
  • MI RA
    APPROVED
    Since 2016-10-28

Branch Locations

45000 River Ridge Dr Division- Mountain Pacific, Clinton Township, MI 48038 • United States

Mount Clemens, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Bloomfield Hills MI 05/2016 Present
  • 05/2016 → Present
    Merrill Lynch Pierce Fenner & Smith
    Bloomfield Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-27
S63 Uniform Securities Agent State Law Examination 2004-08-07
  • S65 Uniform Investment Adviser Law Examination
    2016-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-08-07
Other Names
  • Nicole Anne Latowski
  • Nicole Anne Latowski-Morgia

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Clinton Township, MI
VIRTUE CAPITAL MANAGEMENT, LLC · Clinton Township, MI
EDWARD JONES · Macomb, MI
LPL FINANCIAL LLC · MACOMB, MI
HANTZ FINANCIAL SERVICES, INC. · CLINTON TOWNSHIP, MI
J.P. MORGAN SECURITIES LLC · MACOMB, MI
CORECAP ADVISORS · Mt. Clemens, MI
LPL FINANCIAL LLC · MACOMB, MI

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