William James Caso

Current Employers

Employment History

• 11/2000 → 09/2025
  Avantax Investment Services, Inc.
  Bethel, CT
• 06/2004 → 09/2025
  Avantax Advisory Services
  Bethel, CT
• 04/2017 → 09/2025
  Avantax Insurance Agency, Llc
  Bethel, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bethel, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-07-21 → 2025-09-05
  Avantax Advisory Services
  Bethel, CT

Other Businesses

1) William J Caso, CPA; 24 Kellogg Street, Bethel, CT 06801; Tax Preparation/Accounting; 9/1/2003; 150hrs; 100hrs; tax advice and return preparation 2) KAWANIS CLUB OF DANBURY INC; POSITION: Treasurer NATURE: Responsible for bank account balances and bank deposits and check writing INVESTMENT RELATED: No; 10; 0; 10/01/2022; P O Box 372, Danbury CT 06713; Responsible for finances of local club including check writing (after approval of appropriate officer (president or secretary). Insure proper deposits of cash receipts. Periodic review of bank account situation by other members of Board (usually president or secretary) 3) RENTAL REAL ESTATE POSITION: owner NATURE: Investment in two unit residential rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 24 Kellogg St, Bethel CT 06801 DESCRIPTION: Collect rents and maintain property. Pay interest on any debt (still to be determined)

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-15
• S63 Uniform Securities Agent State Law Examination
  2000-12-07