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Cynthia Lynn Garcia

LPl Financial LLC

Daphne, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-04-24
TX RA APPROVED 2026-04-24
  • AL RA
    APPROVED
    Since 2026-04-24
  • TX RA
    APPROVED
    Since 2026-04-24

Branch Locations

7071 Stone Dr Suite B, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services Inc. Waverly IA 01/2014 07/2023
Cuna Mutual Group Waverly IA 01/2014 07/2023
Lpl Financial Llc Mobile AL 05/2022 07/2023
Securities America, Inc. Tallahasee FL 07/2023 06/2024
Securities America Advisors Tallahasee FL 07/2023 06/2024
Lpl Financial Llc Daphne AL 04/2026 Present
Osaic Wealth, Inc. Tallahassee FL 06/2024 04/2026
  • 01/2014 → 07/2023
    Cuna Brokerage Services Inc.
    Waverly, IA
  • 01/2014 → 07/2023
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → 07/2023
    Mobile, AL
  • 07/2023 → 06/2024
    Securities America, Inc.
    Tallahasee, FL
  • 07/2023 → 06/2024
    Securities America Advisors
    Tallahasee, FL
  • 04/2026 → Present
    Daphne, AL
  • 06/2024 → 04/2026
    Tallahassee, FL
Previous Registrations
  • 2024-06-14 → 2026-04-27
    Tallahassee, FL
    St. Petersburg, FL
  • 2023-07-26 → 2024-06-14
    Securities America Advisors, Inc.
    Tallahasee, FL
  • 2022-05-18 → 2023-08-10
    Spanish Fort, AL
    Mobile, AL
    Mobile, AL
    Shalimar, FL
    Fayetteville, NC
  • 2014-01-15 → 2022-05-24
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Mobile, AL
    Tucson, AZ
    Tucson, AZ
    Shalimar, FL
    Mobile, AL
    Orlando, FL
    Waverly, IA
  • 2009-03-25 → 2013-12-31
    Catalina, AZ
    Fort Mill, SC
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Phoenix, AZ
    Casa Grande, AZ
Other Businesses

1. 04/2026 - Private Wealth Management and Consulting, LLC- DBA for LPL Business (entity for LPL business) - Not Inv Related - 170 Hour(s)/Month - 160 Hour(s) During Trading - Tallahassee FL 32308 - OBA Start Date: 4/24/2026 2. 04/2026 - U-vest Financial- DBA for LPL Business (entity for LPL business) - Inv Related - 170 Hour(s)/Month - 160 Hour(s) During Trading - Tallahassee FL 32308 - OBA Start Date: 4/24/2026 3. 04/2026 - Private Wealth Management and Consulting LLC - Non-Variable Insurance - Not Inv Related - 170 Hour(s)/Month - 160 Hour(s) During Trading - Tallahassee FL 32308 - OBA Start Date: 02/10/2026 4. 04/2026 - US Army - Outside/W-2 Employment- Not Inv Related - 30 Hour(s)/Month - 5 Hour(s) During Trading - San Antonio TX 78257 - OBA Start Date: 02/16/2015 5. 04/2026- rental property- Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Sahuarita AZ 85629 - OBA Start Date: 06/01/2023 6. 04/2026 - rental property - Real Estate Rental- Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Sahuarita AZ 85629 - OBA Start Date: 11/22/2004

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-14
S63 Uniform Securities Agent State Law Examination 2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2007-07-14
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
Other Names
  • Cynthia Lynn Knowlton
  • Cindy Garcia

View on SEC IAPD

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