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James Robert Hegel

LPl Enterprise, LLC

Vienna, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Cincinnati OH 03/2015 06/2018
Ohio National Financial Services Cincinnati OH 02/2015 06/2018
Prudential Insurance Company Of America Vienna VA 06/2018 Present
Pruco Securities, Llc. Vienna VA 06/2018 11/2024
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 03/2015 → 06/2018
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 02/2015 → 06/2018
    Ohio National Financial Services
    Cincinnati, OH
  • 06/2018 → Present
    Prudential Insurance Company Of America
    Vienna, VA
  • 06/2018 → 11/2024
    Pruco Securities, Llc.
    Vienna, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Vienna, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2000-12-22

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
RETIREMENT RESEARCHER, LLC
MCLEAN ASSET MANAGEMENT CORP.
KIRK CAPITAL ADVISORS LLC
ATEGRA CAPITAL MANAGEMENT, LLC

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AMIR EYAL
DANIEL JOHN WARD
Hunter John Leed
BENJAMIN PRUITT MELTON
PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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