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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-17 |
| TX | RA | APPROVED_RES | 2023-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Metairie | LA | 10/2000 | 08/2023 |
| Rj Dugas Cpa | Metairie | LA | 07/1988 | Present |
| Avantax Advisory Services | Metairie | LA | 02/2005 | 08/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Rj Dugas Cpa | Metairie | LA | 05/1981 | Present |
1) RJ DUGAS CPA, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CPA, ACCOUNTANT, PROVIDE BOOKKEEPING AND TAX SERVICES, 40H/WEEK, 10H/WEEK DURING TRADING HOURS, SINCE 07/1988. 2) RJ DUGAS CPA, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, DBA FOR INVESTMENT BUSINESS, 40H/WEEK, SINCE 05/1981
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
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