Charles Herman Leiser

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2008-02-19

VA RA
APPROVED

Since 2008-02-19

Branch Locations

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Roanoke	VA	12/2007	Present
Thrivent Financial For Lutherans	Appleton	WI	12/2007	Present

12/2007 → Present

Thrivent Investment Management Inc

Roanoke, VA
12/2007 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

RENTAL PROPERTY OF 822 E CLEVELAND AVE FOR FAMILY DWELLING. NATURE IS RENTAL OF A HOME TO A FAMILY TO LIVE IN. PROPERTY IS NOT & WILL NOT BE RENTED TO THRIVENT MEMBERS. 10/15/2013 IS THE START DATE. HOURS PER MONTH TO OTHER BUSINESS WILL VARY AS TO THE NEEDS OF THE TENANTS, APPROXIMATELY 2-4 HOURS PER MONTH. NO HOURS DEVOTED DURING SECURITY TRADING. DUTIES RELATING TO OTHER BUSINESS ARE MAINTENANCE OF PROPERTY AS NEEDED & MAKING SURE THE TAXES ARE CURRENT & PAID.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-15
S63	Uniform Securities Agent State Law Examination	2000-12-29

S66 Uniform Combined State Law Examination

2008-02-15
S63 Uniform Securities Agent State Law Examination

2000-12-29

View on SEC IAPD