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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-01-31
  • FL RA
    APPROVED
    Since 2002-01-31

Branch Locations

1515 Indian River Blvd Suite A145, Vero Beach, FL 32960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2000 Present
Daniel Mace, Cpa, Pa Vero Beach FL 03/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2002 Present
Omega Ocean Properties Llc Vero Beach FL 01/2018 Present
  • 11/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2000 → Present
    Daniel Mace, Cpa, Pa
    Vero Beach, FL
  • 01/2002 → Present
    Schaumburg, IL
  • 01/2018 → Present
    Omega Ocean Properties Llc
    Vero Beach, FL
Other Businesses

1.NAME OF OTHER BUSINESS: DANIEL MACE, CPA, PA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING / BOOKKEEPING SERVICES; START DATE: 02/2004; POSITION/TITLE/RELATIONSHIP: OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND BOOKKEEPING SERVICES, LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; 2.NAME OF OTHER BUSINESS: OMEGA OCEAN PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 1/2018 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF TRADING HOURS PER WEEK: 0 POSITION/TITLE/RELATIONSHIP: CO-OWNER BRIEF DESCRIPTION OF DUTIES: LEASE PROPERTY TO DANIEL MACE, CPA, PA 3) NAME OF OTHER BUSINESS: BRIDGEWATER ASSOCIATION INC.; INVESTMENT RELATED: NO; ADDRESS: 1515 INDIAN RIVER BLVD, VERO BEACH, FL 32960; NATURE OF BUSINESS: COMMERCIAL BUILDING ASSOCIATION; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BE PRESENT AT BOARD MEETINGS AND HELP IN DECISION MAKING FOR ITEMS RELATED TO THE BUILDING, PROPERTY MAINTENANCE AND SECURITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-14
S63 Uniform Securities Agent State Law Examination 2000-12-12
  • S65 Uniform Investment Adviser Law Examination
    2001-12-14
  • S63 Uniform Securities Agent State Law Examination
    2000-12-12

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