Derek James Motto

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Charlotte, NC
• 03/2017 → 11/2019
  Brighthouse Securities, Llc
  Charlotte, NC
• 03/2020 → 06/2020
  Axa Equitable
  Cahrlotte, NC
• 03/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 03/2020 → 06/2020
  Axa Distributors, Llc
  Charlotte, NC
• 11/2019 → 03/2020
  Unemployed
  Waxhaw, NC
• 03/2020 → 02/2022
  Equitable
  Charlotte, NC
• 03/2020 → 02/2022
  Equitable Advisors, Llc
  New York, NY
• 03/2020 → 02/2022
  Equitable Distributors, Llc
  Charlotte, NC
• 02/2022 → Present
  Lpl Financial, Llc
  Charlotte, NC

Other Businesses

1. 2/2022 - DBA for LPL Business (entity for LPL business) - Blackbridge Financial, LLC - Investment Related - Charlotte, NC 28277 2. 0211/2026 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/06/2023 - 160 Hours Per Month/40 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 03/17/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-06
• S63 Uniform Securities Agent State Law Examination
  2002-06-18