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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-28 |
| FL | RA | APPROVED | 2018-08-23 |
| IN | RA | APPROVED | 2003-05-23 |
Branch Locations
8801 River Crossing Blvd Suite 120, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Indianapolis | IN | 05/2003 | Present |
Name/Address: Daniel Moore - EBay Start Date: 1/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Sales of collectibles/items Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-02 |
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