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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-15 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
6400 Platt Ave, West Hills, CA 91307 • United States
6633 Topanga Cyn Blvd, Canoga Park, CA 91303 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wamu Investments Inc | Thousand Oaks | CA | 09/2008 | Present |
| J.P. Morgan Securities Llc | West Hills | CA | 08/2012 | Present |
| Jpmorgan Chase Bank, N.A. | West Hills | CA | 08/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-30 |
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