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Scott Edward Chapa

Wells Fargo Clearing Services, LLC

Winter Park, FL

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-03
TX RA APPROVED 2026-01-28
  • FL RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-01-28

Branch Locations

480 N Orlando Ave Ste 200, Winter Park, FL 32789 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zions Direct, Inc. Salt Lake City UT 01/2016 08/2017
Zions Capital Advisors, Inc. Salt Lake City UT 01/2016 08/2017
Wells Fargo Clearing Services, Llc Westlake Village CA 03/2021 Present
Wells Fargo Bank, Na Westlake Village CA 08/2017 Present
Previous Registrations
  • 2016-01-06 → 2017-08-11
    Zions Capital Advisors, Inc.
    Houston, TX
    Salt Lake City, UT
    Houston, TX
  • 2004-07-22 → 2015-12-31
    Amegy Investments, Inc.
    Houston, TX
    Houston, TX
Other Businesses

CHAPA SQUARED VENTURES, LLC; INV RELATED; ORLANDO, FL; 50% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; INVEST IN PRIVATE INVESTMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S66 Uniform Combined State Law Examination
    2025-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27
Designations

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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