Nicholas James Lamia

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-26
MO	RA	APPROVED	2007-04-17

TX RA
APPROVED_RES

Since 2014-08-26
MO RA
APPROVED

Since 2007-04-17

Branch Locations

600 Emerson Road Suite 100, St Louis, MO 63141 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	St. Louis	MO	07/1999	Present

07/1999 → Present

Edward D. Jones & Co., L.P.

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-03
S63	Uniform Securities Agent State Law Examination	1999-09-23

S66 Uniform Combined State Law Examination

2007-04-03
S63 Uniform Securities Agent State Law Examination

1999-09-23

Designations

Other Names

Nick Lamia
Nicholas James Lamia
Nicholas James Lamie

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

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