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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-12 |
Branch Locations
925 County Rd 42 W, Burnsville, MN 55306 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Minneapolis | MN | 11/2007 | 06/2018 |
| E*Trade Capital Management Llc | Minneapolis | MN | 04/2009 | 06/2018 |
| Edward Jones | St.LOuis | MO | 07/2018 | 01/2024 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 01/2024 | Present |
RENTAL PROPERTY; INV RELATED; DULUTH, MN; 100% OWNERSHIP; 03/2025; 20 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-12 |
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