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Scott Nelson Radley

Cetera Investment Advisers LLC

Gilbert, AZ

CRD 4308135

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-11-01
  • AZ RA
    APPROVED
    Since 2018-11-01

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Radley Financial Services, Inc. Irvine CA 01/1999 12/2017
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2005 Present
  • 01/1999 → 12/2017
    Radley Financial Services, Inc.
    Irvine, CA
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2005 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-12
S63 Uniform Securities Agent State Law Examination 2001-02-26
  • S65 Uniform Investment Adviser Law Examination
    2005-07-12
  • S63 Uniform Securities Agent State Law Examination
    2001-02-26

View on SEC IAPD

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