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CRD 4308131
Creative Planning CRD 105348
$296B regulatory AUM 1,767 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-29 |
| TN | RA | APPROVED | 2026-01-26 |
Branch Locations
5454 W. 110Th Street, Overland Park, KS 66211 • United States
3834 Sutherland Ave, Knoxville, TN 37919 • United States
Maryville, TN • United States
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-08-24 |
Branch Locations
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
Maryville, TN • United States
3834 Sutherland Avenue, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Plan Consultants | Knoxville | TN | 01/2008 | Present |
| Creative Planning Institutional Advisors, Llc | Newport Beach | CA | 01/2008 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | 01/2026 |
| Sageview Private Client Group, Llc (Fka Rpc Private Client Group | Knoxville | TN | 12/2012 | 12/2025 |
| Barman Properties Dba Investment Mountain City, Llc, | Atlanta | GA | 11/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 01/2026 |
| Creative Planning, Llc | Knoxville | TN | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. N/A, NOT INVESTMENT RELATED, 118 N PETERS RD, KNOXVILLE, TN 37923, REAL ESTATE, STARTED 5/2015, PARTNER, APX 1 HOUR PER WEEK, NONE DURING TRADING HOURS, RENTAL PROPERTY 3. NAME OF OTHER BUSINESS: GLOBECHEK FOUNDATION INC.; INVESTMENT RELATED: NO; ADDRESS: 3500 US HWY 1 VERO BEACH, FL 32960; NATURE OF BUSINESS: FOUNDATION; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: DIRECTOR/TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: SUPPORT PREVENTATIVE BLINDNESS; 4. NAME OF OTHER BUSINESS: BARMAN PROPERTIES DBA INVESTMENT MOUNTAIN CITY, LLC, INVESTMENT RELATED: NO, ADDRESS: 24878 LAKEWOOD AVE, SW, SUITE A, ATLANTA, GA, 30315, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INVESTMENT PROPERTY; 5. NAME OF OTHER BUSINESS: SHANKS REALTY FUND III, INVESTMENT RELATED: NO, ADDRESS: 215 ELLIS AVE, MARYVILLE, TN 37804, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTMENT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-24 |
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