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Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-29
TN RA APPROVED 2026-01-26
  • TX RA
    APPROVED
    Since 2026-01-29
  • TN RA
    APPROVED
    Since 2026-01-26

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

3834 Sutherland Ave, Knoxville, TN 37919 • United States

Maryville, TN • United States

Creative Planning Institutional Advisors, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-08-24
  • TN RA
    APPROVED
    Since 2018-08-24

Branch Locations

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Maryville, TN • United States

3834 Sutherland Avenue, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Plan Consultants Knoxville TN 01/2008 Present
Creative Planning Institutional Advisors, Llc Newport Beach CA 01/2008 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 01/2026
Sageview Private Client Group, Llc (Fka Rpc Private Client Group Knoxville TN 12/2012 12/2025
Barman Properties Dba Investment Mountain City, Llc, Atlanta GA 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2026
Creative Planning, Llc Knoxville TN 01/2026 Present
  • 01/2008 → Present
    Retirement Plan Consultants
    Knoxville, TN
  • 01/2008 → Present
    Newport Beach, CA
  • 01/2013 → 01/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2012 → 12/2025
    Sageview Private Client Group, Llc (Fka Rpc Private Client Group
    Knoxville, TN
  • 11/2022 → Present
    Barman Properties Dba Investment Mountain City, Llc,
    Atlanta, GA
  • 06/2023 → 01/2026
    Schaumburg, IL
  • 01/2026 → Present
    Creative Planning, Llc
    Knoxville, TN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. N/A, NOT INVESTMENT RELATED, 118 N PETERS RD, KNOXVILLE, TN 37923, REAL ESTATE, STARTED 5/2015, PARTNER, APX 1 HOUR PER WEEK, NONE DURING TRADING HOURS, RENTAL PROPERTY 3. NAME OF OTHER BUSINESS: GLOBECHEK FOUNDATION INC.; INVESTMENT RELATED: NO; ADDRESS: 3500 US HWY 1 VERO BEACH, FL 32960; NATURE OF BUSINESS: FOUNDATION; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: DIRECTOR/TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: SUPPORT PREVENTATIVE BLINDNESS; 4. NAME OF OTHER BUSINESS: BARMAN PROPERTIES DBA INVESTMENT MOUNTAIN CITY, LLC, INVESTMENT RELATED: NO, ADDRESS: 24878 LAKEWOOD AVE, SW, SUITE A, ATLANTA, GA, 30315, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INVESTMENT PROPERTY; 5. NAME OF OTHER BUSINESS: SHANKS REALTY FUND III, INVESTMENT RELATED: NO, ADDRESS: 215 ELLIS AVE, MARYVILLE, TN 37804, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTMENT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-01-24

View on SEC IAPD

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