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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | South Bend | IN | 09/2009 | 12/2019 |
| Lpl Financial Llc | South Bend | IN | 04/2024 | Present |
| Notre Dame Credit Union | South Bend | IN | 04/2024 | Present |
| Retired | Granger | IN | 01/2020 | 04/2024 |
1. 04/18/2024- Real Estate Rental- IN 46637- Inv Rel- 1 hr per mnth- start date 12/15/2023 2. 04/29/2024 - Mission Investment Services- DBA for LPL Business (entity for LPL business)- At Report Business Location (s)- Inv Rel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-29 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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