Denise J Fiamingo

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-02-20
TX	RA	APPROVED	2020-02-20

MD RA
APPROVED

Since 2020-02-20
TX RA
APPROVED

Since 2020-02-20

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Bel Air, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	04/2013	02/2020
Rbc Capital Markets, Llc	Baltimore	MD	02/2020	Present

04/2013 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
02/2020 → Present

Rbc Capital Markets, Llc

Baltimore, MD

Previous Registrations

2013-06-20 → 2020-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
2013-02-20 → 2013-04-05

Wells Fargo Clearing Services, Llc

Columbia, MD
2009-02-20 → 2013-01-14

Wells Fargo Clearing Services, Llc

Bel Air, MD
2006-02-21 → 2009-03-11

Citigroup Global Markets Inc.

Lutherville, MD

Bel Air, MD

Bel Air, MD

New York, NY

Bel Air, MD
2001-10-12 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Belair, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-27

S66 Uniform Combined State Law Examination

2001-09-27

Other Names

Denise Jaye Lowe
Denise Jaye Nigido
Denise Nigido
Denise Lowe
Denise Fiamingo
Denise Jaye Fiamingo
Denise J Fiamingo

View on SEC IAPD

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