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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-09-01
  • AL RA
    APPROVED
    Since 2022-09-01

Branch Locations

22193 State Highway 59 S, Ste B, Robertsdale, AL 36567-6819 • United States

Silverhill, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gruenloh & Associates, P.C. Robertsdale AL 12/1991 09/2019
M & G Partners, Ltd. Robertsdale AL 01/1994 09/2022
New York Life Insurance Company Mobile AL 10/2001 09/2022
Gruenloh Financial Services, Inc. Robertsdale AL 06/2007 09/2022
Gruenloh Hardy And Assoc, P.C. Robertsdale AL 09/2019 09/2022
Ameriprise Financial Services, Llc Robertsdale AL 09/2022 Present
  • 12/1991 → 09/2019
    Gruenloh & Associates, P.C.
    Robertsdale, AL
  • 01/1994 → 09/2022
    M & G Partners, Ltd.
    Robertsdale, AL
  • 10/2001 → 09/2022
    New York Life Insurance Company
    Mobile, AL
  • 06/2007 → 09/2022
    Gruenloh Financial Services, Inc.
    Robertsdale, AL
  • 09/2019 → 09/2022
    Gruenloh Hardy And Assoc, P.C.
    Robertsdale, AL
  • 09/2022 → Present
    Robertsdale, AL
Previous Registrations
Other Businesses

Independent Insurance Brokering; new york life; 10/06/2022; Long Term Care. Business Ownership; m g partners; management of the commercial property; management of the commercial property; 22193 highway 59 s, , Robertsdale, AL, 36567; Not Investment-Related; 02/01/1996; 1 to 9 hours per month; 1 to 9 during trading hours / Gruenloh Financial Services, inc.; management; insurance agency agreement with company that ameriprise does not have an agreement with; 22193 highway 59, suite c, , robertsdale, AL, 36567; Investment-Related; 01/29/2004; 1 to 9 hours per month; 1 to 9 during trading hours / gruenloh hardy & assoc; cpa duties and management; Tax Preparation; 22193 highway 59 s, Suite C, , robertsdale, AL, 36567; Not Investment-Related; 12/26/1991; 60 hours per month; 60 during trading hours / gruenloh, matz & associates, p.c.; Co-owner; assurance (audit, review & compilation engagements) and tax services to business clients. these clients have been existing clients of the former firm. the firm gruenloh, hardy & assoc is being divided into two firms. GHA will have a name change to hardy , doege, & assoc and a new firm gruenloh, matz & assoc. i still have an interest in both firms; 22193 highway 59, suite d, , robertsdale, AL, 36567; Not Investment-Related; 08/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; grace fellowship baptist church; elder/treasurer; fairground road, , robertsdale, AL, 36567; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Personal Representative. Outside Employment; gruenloh hardy & assoc; managing partner - cpa and management; ; 22193 highway 59 s, , robertsdale, AL, 36567; Not Investment-Related; 12/26/1991; 60 hours per month; 60 during trading hours. Other Business Activities; town of silverhill; town council member that discusses property purchases and property improvements. Also, votes on whether to renew CDs with other members.; highway 104, , silverhill, AL, 36576; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-27
  • S66 Uniform Combined State Law Examination
    2000-12-27

View on SEC IAPD

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