Barbara A Liguori

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2023
  Capital One Bank
  Melville, NY
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY

Other Businesses

1.For profit or not for profit: For Profit2.Name of outside business organization Liguori Sorrento LLC3.Investment related: No, real estate 4.Address of business (City and State Only): NY 117825.Nature of business: Real Estate rental property ; Springs, Fl 341356.Position, title, association: Member-manager 50%7.Start date of relationship: 20198.Number of hours devoted: 09.Number of hours devoted during trading hours: 010.Duties: Husband deals with any issues with tenant. I*4817272, Entity Type: Entity Charitable, Name of OBA: Sayville International Film Festival, Address: Sayville, New York, 11782, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/13/2026, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Help identify resources for growing the non-profit, promote the organization for awareness, introduce people who can help and volunteer, strategize planning for the event. To attract International Film and Diversity into the arts/culture in my home community.

Exams

• S66 Uniform Combined State Law Examination
  2023-09-28
• S63 Uniform Securities Agent State Law Examination
  2002-05-20

Other Names

• Barbara A Gelish
• Barbara Ann Liguori