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Chad Brown

Charles Schwab & Co., Inc.

Chicago, IL

Hartsdale, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-16
  • NY RA
    APPROVED
    Since 2025-01-16

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Hartsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Unemployed NY 04/2016 01/2017
Scottrade, Inc. Yonkers NY 02/2017 09/2018
Td Ameritrade, Inc. Yonkers NY 09/2018 12/2022
Charles Schwab And Co., Inc. Yonkers NY 12/2022 Present
  • 04/2016 → 01/2017
    Unemployed
    Unemployed, NY
  • 02/2017 → 09/2018
    Scottrade, Inc.
    Yonkers, NY
  • 09/2018 → 12/2022
    Td Ameritrade, Inc.
    Yonkers, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Yonkers, NY
Previous Registrations
  • 2017-12-06 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2017-12-06 → 2022-10-14
    Td Ameritrade, Inc.
    Jersey City, NJ
    Hartsdale, NY
    Omaha, NE
  • 2017-03-29 → 2017-12-05
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
S63 Uniform Securities Agent State Law Examination 2001-03-22
  • S66 Uniform Combined State Law Examination
    2024-12-23
  • S63 Uniform Securities Agent State Law Examination
    2001-03-22
Other Names
  • Chad Turner Brown

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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