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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2014 | Present |
1) STACY S DOWNING, PO BOX 216, 213 N MAUMEE ST, TECUMSEH, MI, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,07/16/14, 2/WK- 2 TRADING. 2) TECUMSEH PARKS & RECREATION DEPT; 810 N EVANS ST,TECUMSEH, MI 49286; BEGAN 7/16/14 AS ADVISORY BOARD MEMBER. NOT INVESTMENT RELATED. DEVOTES 1 HR/MO; NONE DURING TRADING. NON-PROFIT. 3) DOWNING FINANCIAL SERVICES; PO BOX 216, 213 N MAUMEE ST,TECUMSEH, MI 49286. BEGAN 07/16/14 AS DBA/OWNER. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK; NONE DURING TRADING. 4)ROTARY CLUB, CLINTON, MI, SINCE 8/2015 AS CLUB SECRETARY. NIR - NON-PROFIT - DEVOTES 1 HR/WK - NONE DURING TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 120/MO - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-01 |
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