Howard Bart Raff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Altadena, CA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Altadena, CA
• 2007-03-14 → 2021-04-01
  Grove Point Investments, Llc
  Altadena, CA
  West Covina, CA
• 2005-10-06 → 2007-11-30
  Dsi Advisers, Inc.
  Long Beach, CA

Other Businesses

1.05/01/2025- BGA Premier Insurance Solutions, Inc.-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/02/2015- 2 Hours Per Month- 2 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-01-26

Other Names

• Howard Raff