Margot M Dwyer

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 10/2021
  Merrill Lynch
  Indianapolis, IN
• 11/2009 → 10/2021
  Bank Of America,Na
  Indianapolis, IN
• 10/2021 → Present
  Rockefeller Financial Llc
  Indianapolis, IN

Previous Registrations

• 2001-03-22 → 2021-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2001-03-07

Designations

• Certified Financial Planner

Other Names

• Margot M Matthews