Joseph Anthony Cerrie

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 11/2018
  Bodell Overcash Anderson & Co., Inc.
  Jamestown, NY
• 10/2000 → Present
  Heenans Pub
  Fredonia, NY
• 11/2018 → Present
  Mid Atlantic Capital Corporation
  Jamestown, NY
• 11/2021 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2019-11-13 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Jamestown, NY
  Pittsburgh, PA

Other Businesses

1)FIRST AFFILIATED OF THE CHAUTAUQUA REGION, LLC~INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~WEALTH MANAGEMENT~CO-OWNER 50/50~NOVEMBER 2018~200HRS PER MONTH~130HRS PER MONTH DURING MARKET~FINANCIAL PLANNING - - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~FIXED INSURANCE SALES~AGENT~2002~1HR PER MONTH~1HR PER MONTH DURING MARKET~POTENTIAL FIXED INSURANCE SALES TO CLIENTS - - - - - - - - - - - - 3)RENTAL PROPERTY~NON INVESTMENT RELATED~LEVERETT ST, FREDONIA, NY 14063~SOLE OWNER/LANLORD~SEPTEMBER 2019~10HRS PER MONTH~0HRS PER MONTH DURING MARKET~LANDLORD. 4)FIRST AFFILIATED OF THE CHATAUQUA REGION~2018~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 30 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 30 HOURS DURING NON-TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-03
• S66 Uniform Combined State Law Examination
  2019-11-05
• S63 Uniform Securities Agent State Law Examination
  2001-09-26

Other Names

• Joe Anthony Cerrie
• Joseph Anthony Cerrie