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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-17
  • NY RA
    APPROVED
    Since 2021-12-17

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

25 East 4Th Street Suite 15, Jamestown, NY 14701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bodell Overcash Anderson & Co., Inc. Jamestown NY 06/2001 11/2018
Heenans Pub Fredonia NY 10/2000 Present
Mid Atlantic Capital Corporation Jamestown NY 11/2018 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 06/2001 → 11/2018
    Bodell Overcash Anderson & Co., Inc.
    Jamestown, NY
  • 10/2000 → Present
    Heenans Pub
    Fredonia, NY
  • 11/2018 → Present
    Mid Atlantic Capital Corporation
    Jamestown, NY
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2019-11-13 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Jamestown, NY
    Pittsburgh, PA
Other Businesses

1)FIRST AFFILIATED OF THE CHAUTAUQUA REGION, LLC~INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~WEALTH MANAGEMENT~CO-OWNER 50/50~NOVEMBER 2018~200HRS PER MONTH~130HRS PER MONTH DURING MARKET~FINANCIAL PLANNING - - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~FIXED INSURANCE SALES~AGENT~2002~1HR PER MONTH~1HR PER MONTH DURING MARKET~POTENTIAL FIXED INSURANCE SALES TO CLIENTS - - - - - - - - - - - - 3)RENTAL PROPERTY~NON INVESTMENT RELATED~LEVERETT ST, FREDONIA, NY 14063~SOLE OWNER/LANLORD~SEPTEMBER 2019~10HRS PER MONTH~0HRS PER MONTH DURING MARKET~LANDLORD. 4)FIRST AFFILIATED OF THE CHATAUQUA REGION~2018~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 30 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 30 HOURS DURING NON-TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-03
S66 Uniform Combined State Law Examination 2019-11-05
S63 Uniform Securities Agent State Law Examination 2001-09-26
  • S65 Uniform Investment Adviser Law Examination
    2022-03-03
  • S66 Uniform Combined State Law Examination
    2019-11-05
  • S63 Uniform Securities Agent State Law Examination
    2001-09-26
Other Names
  • Joe Anthony Cerrie
  • Joseph Anthony Cerrie

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